The latest release includes a new dashboard-type interface that according to the company will help compliance officers assess performance of employee insider trading and other codes of ethics controls at investment advisors, broker-dealers, hedge funds, stock exchanges and rating agencies.
The new functionality is also expected to allow compliance officers to customize the data they want to see each time they enter the Examiner system and easily reference the most recent summary data that is most important to their firm.
Summaries will be available for various types of data, including personal trade requests, confirms, conflicts, certifications, and gifts and entertainment activity.
Each compliance officer at a financial firm can set their own individual preferences, creating a central screen within Examiner that corresponds with their key responsibilities.
