The Regulatory Risk Report is a summary issued twice each month that provides an overview of important regulatory developments currently affecting the global financial services industry. The report is targeted towards compliance and risk officers, legal professionals and executives in various industry sectors, including broker-dealers, investment advisors, asset management firms, banks and insurance companies.
Moreover, it helps them assess the latest events related to US and international regulations and provides links to source material, which can help compliance and legal departments save time and resources spent on research.
Produced by Reg-Room, the Regulatory Risk Report is the new offering on the company’s compliance resource network, which is a suite of regulatory compliance solutions that consolidate financial laws, regulations and commentary from across the globe.
Anna Monteiro, senior director of global regulatory solutions at Wolters Kluwer Financial Services, said: “The Regulatory Risk Report offering on the compliance resource network allows these professionals to find rules and regulations, regulatory developments and official information they need to understand and interpret the changes, as well as keep executives up to date on the current regulatory landscape.”
